Jason Doss is the owner of The Doss Firm, LLC, an Atlanta-based law firm devoted to representing consumers across the country in a variety of areas including investment disputes and consumer class action litigation. Mr. Doss earned his J.D. from Florida State University in 2002 and his B.A. from the University of Florida in 1997.

FINRA Bars Florida Broker for Unsuitable Recommendations to 31 NFL Players

On March 7, 2013, FINRA barred Lighthouse Point, Florida broker dealer Jeffrey Brett Rubin from the securities industry for making unsuitable recommendations to his client. Rubin recommended to his customer, an NFL Player, to invest in illiquid, high-risk securities issued in connection with a now-bankrupt casino in Alabama. As a result, the customer lost approximately…

Alabama Securities Commission Warns to Watch Out for “Profitable Sunrise” Investment Scheme

On March 6, 2013, Alabama Securities Commission Director Joseph Borg warned that investors need to be on the lookout for an investment scheme that is designed to defraud investors by tricking them into wiring money to Eastern Europe. This warning was issued because a Birmingham, England-based company operating under the name Profitable Sunrise is promising…

NASAA’s 2013 Legislative Agenda

On March 5, 2013, the North American Securities Administrators Association (NASAA), an association of state securities regulators, unveiled its advocacy agenda for 2013. NASAA believes its agenda “provides the 113th Congress with a roadmap to promote investor confidence by striking the most reasonable balance between promoting capital formation and protecting investors.” The agenda is built…