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  • Home
  • MEET OUR TEAM
    • Jason Doss
    • Joy Doss
  • PRACTICE AREAS
    • Investment Fraud Lawyer
    • Securities Fraud Lawyer
      • Mutual Fund Fraud
      • Overconcentration of Assets
      • Securities Arbitration
      • Unsuitable Investment Recommendations
    • Business & Commercial Litigation Attorney
    • Employment Dispute Attorney
    • FINRA
    • Stock Broker Fraud
      • Oil and Gas Investments
      • Stock Market Loss
    • Class Action Litigation Attorney
    • Elder Financial Abuse
    • Securities and Commodities Attorney
  • BLOG
    • Investment Fraud Articles
  • INVESTOR RESOURCE CENTER
  • IN THE NEWS
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Daily Archives: January 11, 2010

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SEC Charges Florida Investment Advisors in Hedge Fund Fraud

UncategorizedBy Jason DossJanuary 11, 2010

According to the Securities and Exchange Commission (SEC), a father-son investment team has been charged with securities fraud for their role in an extensive hedge fund fraud. It is alleged by the SEC that these men, Neil V. Moody and his son, Christopher Moody, both investment advisers in Sarasota, Florida, mislead investors concerning the financial…

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