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  • Home
  • MEET OUR TEAM
    • Jason Doss
    • Joy Doss
  • PRACTICE AREAS
    • Investment Fraud Lawyer
    • Securities Fraud Lawyer
      • Mutual Fund Fraud
      • Overconcentration of Assets
      • Securities Arbitration
      • Unsuitable Investment Recommendations
    • Business & Commercial Litigation Attorney
    • Employment Dispute Attorney
    • FINRA
    • Stock Broker Fraud
      • Oil and Gas Investments
      • Stock Market Loss
    • Class Action Litigation Attorney
    • Elder Financial Abuse
    • Securities and Commodities Attorney
  • BLOG
    • Investment Fraud Articles
  • INVESTOR RESOURCE CENTER
  • IN THE NEWS
  • CONTACT US

Daily Archives: May 6, 2009

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Fee-Based vs. Commission Based Accounts: Financial Advisers’ Recommendations Change With the Market

Investor EducationBy Jason DossMay 6, 2009

The Wall Street Journal is reporting that financial advisors are turning back time and returning to the old ways of their business. As a result of economic downturn most client assets have diminished by 20%-50%, which produces a similar drop in the earnings of those advisors that are fee-based. Brokers are now moving their clients…

Brokers Abandoning Wall Street Should Be A Warning Sign For Investors

Investment Fraud, Investor EducationBy Jason DossMay 6, 2009

According to today’s Wall Street Journal in an article entitled Brokers Abandon Wall Street, the number of brokers leaving brokerage firms is on the rise due to slumping markets and shrinking fees.  In April alone, 2,800 brokers left the securities industry.  At this pace, 35,000 brokers will exit the industry by year end.  That would be record by…

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